Jacqueline Alsworth
Chief Compliance Officer (CCO)
Jacqueline has over 25 years of experience in the financial services industry, working in compliance, as an office manager, as a tax preparer and as a paraplanner. She is also a notary public in NY State. Jacqueline is a managing owner of the firm, involved with day-to-day business management. She is also the firms’ Chief Compliance Officer, responsible for maintaining regulatory compliance with the Securities and Exchange Commission.
